Use case
The assistant answers. It does not advise.
A firm can put an assistant in front of its own policies and procedures. What it cannot do is let that assistant drift into advice it is not licensed to give — and a line in a system prompt is not a control anyone can show a regulator.
Lock the topics you are not licensed for
Shipped tiles, not definitions you have to write. Switch on the ones your permissions require.
- Personalized investment advice
- Options pricing
- AML & KYC
- Conduct & surveillance
- Regulatory reporting
- Personal tax advice
Every tile switches off independently, per API key. The full roster.
Answer from what compliance approved
Upload the documents an answer is allowed to come from; nothing else is treated as source material.
- Product and suitability policies
- Onboarding and KYC procedures
- Approved client-facing wording
- Internal escalation runbooks
Answers cite the passage they came from, and your files are never pooled with other tenants.
See it on your own policy
Bring us the topic you can’t let it discuss.
We’ll lock it, try to get past it, and show you the record. Thirty minutes, an engineer, no deck.